Mei Guo is a registered investment advisor, based in Monterey Park, CA, with 25 years of industry experience.
Location
250 S Atlantic Blvd, Monterey Park, CA, 91754
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Regulatory History (2)
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Customer Dispute
July 2022Settled
Customer Dispute
August 2021Settled
Employment History
Current Registrations
Cetera Investment Services LLCBroker
September 2017 - Present · 8 yrs 10 mos
Cetera Investment Advisers LLC
September 2017 - Present · 8 yrs 10 mos
Previous Registrations
LPL Financial LLCBroker
February 2017 - September 2017 · 7 mos
LPL Financial LLC
February 2017 - September 2017 · 7 mos
Cetera Investment Advisers LLC
January 2014 - February 2017 · 3 yrs 1 mo
Cetera Investment Services LLC
October 2006 - January 2014 · 7 yrs 3 mos
Cetera Investment Services LLCBroker
October 2006 - February 2017 · 10 yrs 4 mos
Uvest Financial Services Group, INC.
June 2006 - October 2006 · 4 mos
Uvest Financial Services Group, INC.Broker
January 2006 - October 2006 · 9 mos
Ucb Investment Services, INC.Broker
May 2004 - January 2006 · 1 yr 8 mos
Ifmg Securities, INC.Broker
March 2002 - May 2004 · 2 yrs 2 mos
Pruco Securities CorporationBroker
October 2000 - March 2002 · 1 yr 5 mos
State Registrations4 states
AZCANVOR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.