Tricia Klaphake
Tricia Klaphake is a registered investment advisor at LPL Financial LLC, based in Sauk Centre, MN, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
508 Main Street S Suite 9, Sauk Centre, MN, 56378
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2009Other Business ActivitiesSells Insurance
Tricia is an agent for multiple insurance companies, selling non-variable insurance products, including life and long-term care. She also operates Tricia Klaphake Investment Solutions LLC and TK Investments, DBAs for her LPL business, dedicating nearly full-time hours to the former.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.