Sean Umetsu is a CFP-designated registered investment advisor, based in Honolulu, HI, with 24 years of industry experience.
Location
333 Queen Street, Honolulu, HI, 96813
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Sean is a 100% owner of a rental property, dedicating minimal time to it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Investment Services LLCBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
August 2013 - March 2024 · 10 yrs 7 mos
Cuso Financial Services, L.P.
August 2013 - March 2024 · 10 yrs 7 mos
Bancwest Investment Services, INC.Broker
September 2012 - May 2013 · 8 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
September 2012 - May 2013 · 8 mos
Bankoh Investment Services, INC.
March 2011 - September 2012 · 1 yr 6 mos
Bankoh Investment Services, INC.Broker
March 2011 - September 2012 · 1 yr 6 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
April 2004 - March 2011 · 6 yrs 11 mos
Bancwest Investment Services, INC.Broker
March 2002 - March 2011 · 9 yrs
TD Waterhouse Investor Services, INC.Broker
September 2000 - August 2001 · 11 mos
State Registrations11 states
AZCACOGAHIKYNVNYORTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.