BH
BH

Benjamin Horn

24 Years of Experience
Charlotte, NC
Broker

Benjamin Horn is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

6805 Carnegie Boulevard, Suite 400, Charlotte, NC, 28211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin leads CFP discussions at Winthrop University, dedicating minimal time per week. He also holds Power of Attorney in Perrysburg, Ohio, spending minimal time on this activity.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2002 - April 2007 · 5 yrs 2 mos
Morgan Stanley Dw INC.Broker
August 2001 - April 2007 · 5 yrs 8 mos
State Registrations28 states
ALARAZCACOFLGAILINKYLAMAMDMEMIMOMTNCNJNYOHORPASCTNTXVAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Benjamin Horn - Financial Advisor | TrueAdvisor