Carlos Lopez is a registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
San Antonio, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carlos co-owns real estate rental property, dedicating minimal time to it. He also operates Genesis Wealth Management as a DBA for his LPL business, working nearly full-time on this endeavor.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
USAA Financial Planning Services
USAA Financial Advisors, INC.Broker
USAA Investment Management CompanyBroker
Allstate Financial Services, LLCBroker
State Registrations11 states
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