Dawn Gatti is a registered investment advisor at Morgan Stanley, based in Palm Harbor, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4114 Woodlands Parkway, Suite 200, Palm Harbor, FL, 34685
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
February 2024 - Present · 2 yrs 3 mos
Morgan StanleyBroker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2014 - November 2023 · 9 yrs
Wells Fargo Clearing Services, LLCBroker
October 2014 - November 2023 · 9 yrs 1 mo
PNC Capital Advisors LLC
April 2013 - October 2014 · 1 yr 6 mos
PNC Funds Distributor, LLCBroker
April 2013 - October 2014 · 1 yr 6 mos
LPL Financial LLC
March 2009 - March 2013 · 4 yrs
LPL Financial LLCBroker
March 2009 - March 2013 · 4 yrs
Invest Financial Corporation
May 2006 - March 2009 · 2 yrs 10 mos
Invest Financial CorporationBroker
August 2004 - March 2009 · 4 yrs 7 mos
Citizens Investment Services CORP.Broker
May 2002 - August 2004 · 2 yrs 3 mos
Dreyfus Investment Services Company, LLCBroker
June 2000 - May 2002 · 1 yr 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.