Charles Winn
Charles Winn is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in South Milwaukee, WI, with 21 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1125 Milwaukee Avenue, South Milwaukee, WI, 53172
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2023Criminal
October 1999Other Business ActivitiesSells Insurance
Charles is an agent for Avantax Insurance Agency LLC, potentially selling various annuities and variable insurance products, dedicating a few hours per week. He is also a managing member of DB Wehring Wealth LLC, focusing on financial planning, investment advisory services, and insurance planning, which takes nearly full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Jackson National Life Distributors LLCBroker
Pacific West Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.