Colin Mcwey is a CFA-designated registered investment advisor at Heartland Advisors, INC., based in Milwaukee, WI, with 23 years of industry experience. Colin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 90 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $15.0M | 0.85% |
| $15M+ | 0.85% |
Fees above $15,000,000 are negotiable. Heartland may negotiate lower fees with investment advisors or other financial intermediaries that retain Heartland to manage a significant portion of assets. Fee schedule applies to Small Cap Value Strategy, Small Cap Value Plus Strategy, Value Strategy, Opportunistic Value Equity Strategy, and Mid Cap Value Strategy.
Fee Estimator
Location
790 N Water Street Suite 1200, Milwaukee, WI, 53202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Colin works as an Investment Advisor and Portfolio Manager at Heartland Advisors and is a Registered Representative at ALPS Distributors, Inc., dedicating nearly full-time hours to each. He also serves on the investment committee for the United Way of Greater Milwaukee & Waukesha County, spending minimal time on this role.
Employment History
Current Registrations
Heartland Advisors, INC.
Alps Distributors, INC.Broker
Previous Registrations
Banc of America Securities LLCBroker
Banc of America Securities LLCBroker
Banc of America Securities LLCBroker
State Registrations51 states
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