NS
CFP
NS
CFP

Neil Sosler

23 Years of Experience
Coral Gables, FL
Broker

Neil Sosler is a CFP-designated registered investment advisor, based in Coral Gables, FL, with 23 years of industry experience.

Location

800 S. Douglas Road, Suite 900, Coral Gables, FL, 33134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Neil works as an Investment Advisor Representative for Mariner Wealth Advisors and MSEC, LLC, dedicating full-time hours to these roles. He also serves as an advisory board member for Baptist Hospital, a nonprofit organization.

Employment History
Current Registrations
Msec, LLCBroker
July 2019 - Present · 6 yrs 10 mos
Mariner Wealth
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Msec, LLCBroker
June 2019 - June 2019 · 0 mos
Singer Xenos Schechter Sosler Wealth Management
May 2004 - June 2019 · 15 yrs 1 mo
Singer Xenos Securities, CORP.Broker
April 2004 - July 2019 · 15 yrs 3 mos
Bear, Stearns & CO. INC.Broker
September 2000 - November 2001 · 1 yr 2 mos
State Registrations5 states
COFLMDPRTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Neil Sosler - Financial Advisor | TrueAdvisor