LK
LK

Lawrence Kigin

20 Years of Experience
O'Fallon, MO
BrokerSells Insurance

Lawrence Kigin is a registered investment advisor at Citigroup Global Markets INC., based in O'Fallon, MO, with 20 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2418 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.

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Location

Citi Wealth Management, Service/Operations, 1000 Technology Drive, 3rd Fl, O'Fallon, MO, 63368

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Lawrence is the agent of record for one automobile insurance policy through Madison Insurance Association, LLC, and one long-term care insurance policy through CAN-Continental Casualty Company. He is not actively marketing or servicing these policies and devotes minimal time to these activities.

Employment History
Current Registrations
Citigroup Global Markets INC.Broker
April 2021 - Present · 5 yrs 1 mo
Citigroup Global Markets INC.
April 2021 - Present · 5 yrs 1 mo
Citigroup Global Markets INC.
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
E*trade Securities LLCBroker
January 2021 - March 2021 · 2 mos
Edward Jones
September 2019 - November 2020 · 1 yr 2 mos
Edward JonesBroker
September 2019 - November 2020 · 1 yr 2 mos
TD Ameritrade, INC.
October 2018 - September 2019 · 11 mos
TD Ameritrade Investment Management, LLC
October 2018 - September 2019 · 11 mos
TD Ameritrade, INC.Broker
November 2017 - September 2019 · 1 yr 10 mos
Farmers Financial Solutions, LLCBroker
September 2000 - February 2013 · 12 yrs 5 mos
Investors Brokerage Services, INC.Broker
July 2000 - September 2000 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.