CA
CA

Chad Arseneau

25 Years of Experience
Pekin, IL
1 DisclosureBrokerSells Insurance

Chad Arseneau is a registered investment advisor at LPL Financial LLC, based in Pekin, IL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

2211 Broadway St, Pekin, IL, 61554

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2018
Final
Other Business ActivitiesSells Insurance

Chad is involved with non-variable insurance through James Unland & Co. since 2018. Chad also uses "Unland Wealth Strategies" as a DBA for his LPL business.

Employment History
Current Registrations
LPL Financial LLC
January 2019 - Present · 7 yrs 4 mos
LPL Financial LLCBroker
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2005 - October 2018 · 13 yrs 1 mo
Cetera Advisor Networks LLCBroker
January 2004 - October 2018 · 14 yrs 9 mos
Edward JonesBroker
August 2000 - January 2004 · 3 yrs 5 mos
State Registrations15 states
ALAZCAFLILINMIMONCNEOHTNTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Chad Arseneau - Financial Advisor | TrueAdvisor