Henry Tallardy is a registered investment advisor at LPL Financial LLC, based in El Segundo, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2041 Rosecrans Avenue #385, El Segundo, CA, 90245
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Henry teaches investment-related courses through FMT Solutions, dedicating about 10-20% of his time. He also operates Reef Wealth Management as a DBA for his LPL business, spending about half his time on this. Additionally, Henry teaches retirement workshops at El Camino & LMU, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Western International Securities, INC.Broker
Western International Securities
Prudential Investments LLC
Prudential Investment Management Services LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Summit Brokerage Services, INC.Broker
Planco Financial Services, LLCBroker
Wachovia Securities, LLCBroker
Planco Financial Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.