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Paul Cain

25 Years of Experience
Midland, TX
BrokerSells Insurance

Paul Cain is a registered investment advisor, based in Midland, TX, with 25 years of industry experience.

Location

4305 N Garfield, Suite 202, Midland, TX, 79705

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Paul is an advisory representative of a Registered Investment Advisor (RIA) and spends nearly full-time trading. He is also a managing member of FD Texas, LLC, which provides ministerial services, and the president of Inwest Retirement Solutions, a third-party administrator for qualified retirement plans. Paul is also an independent insurance agent, but spends no time on this.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
April 2010 - Present · 16 yrs 5 mos
Cambridge Investment Research Advisors, INC.
April 2010 - Present · 16 yrs 5 mos
Previous Registrations
Financial Network Investment Corporation
November 2004 - April 2010 · 5 yrs 5 mos
Financial Network Investment CorporationBroker
August 2000 - April 2010 · 9 yrs 8 mos
State Registrations3 states
NMOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Cain - Financial Advisor | TrueAdvisor