Peter Sarata is a registered investment advisor, based in Phoenix, AZ, with 25 years of industry experience.
Location
2040 W. Whispering Wind Dr, Suite 149, Phoenix, AZ, 85085
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Peter is self-employed in tax preparation, works as an accountant nearly full-time, and is a financial advisor with Intentional Wealth Solutions taking about a quarter of his time. He also sells and monitors equity indexed annuities, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations5 states
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