Cassio Paulucci is a CFA-designated registered investment advisor, based in New York, NY, with 20 years of industry experience.
Location
601 Lexington Avenue, 57th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Cassio is employed as an Investment Advisor at BTG Pactual Asset Management US, LLC since November 2024. This role takes minimal time.
Employment History
Current Registrations
Btg Pactual US Capital, LLCBroker
November 2024 - Present · 1 yr 6 mos
Btg Pactual Asset Management US , LLC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Santander Securities LLCBroker
April 2020 - November 2024 · 4 yrs 7 mos
Credit Agricole Securities (USA) INC.Broker
December 2017 - April 2018 · 4 mos
Hsbc Securities (USA) INC.Broker
August 2013 - October 2017 · 4 yrs 2 mos
J.P. Morgan Securities LLCBroker
September 2010 - August 2013 · 2 yrs 11 mos
Santander SecuritiesBroker
June 2008 - August 2010 · 2 yrs 2 mos
Citigroup Global Markets INC.
May 2007 - February 2008 · 9 mos
Citigroup Global Markets INC.Broker
May 2007 - February 2008 · 9 mos
Citicorp Investment Services
September 2004 - May 2007 · 2 yrs 8 mos
Citicorp Investment ServicesBroker
September 2004 - May 2007 · 2 yrs 8 mos
Cbny Investment Services CORP.
August 2001 - September 2002 · 1 yr 1 mo
Cbny Investment Services CORP.Broker
January 2001 - September 2002 · 1 yr 8 mos
State Registrations49 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMOMSMTNCNDNENHNJNVNYOHOKORPAPRRISCSDTXUTVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.