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Clark Stevens

LPL Financial LLC
26 Years of Experience
San Diego, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Clark Stevens is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 26 years of industry experience. Clark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4707 Executive Dr, San Diego, CA, 92121-3091

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Clark is a CA insurance agent offering various insurance products, dedicating about 10-20% of his time to this. He also works full-time as a registered representative for Independent Financial Group DBA Crosby Investment Group, spends about 10-20% of his time servicing clients and managing the office for Advisor Associates, and dedicates minimal time to financial advising for X Advisors and consulting services for Paxton Consulting Group.

Employment History
Current Registrations
LPL Financial LLC
October 2025 - Present · 1 yr
LPL Financial LLCBroker
October 2025 - Present · 1 yr
Previous Registrations
X Advisors, LLC
March 2024 - October 2025 · 1 yr 7 mos
Independent Financial Group, LLC
May 2012 - October 2025 · 13 yrs 5 mos
Independent Financial Group, LLCBroker
May 2012 - October 2025 · 13 yrs 5 mos
Waddell & Reed, INC.
October 2000 - May 2012 · 11 yrs 7 mos
Waddell & Reed, INC.Broker
August 2000 - May 2012 · 11 yrs 9 mos
State Registrations15 states
AZCACOFLIAILMAMEMTNHNVNYTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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