Clark Stevens
Clark Stevens is a registered investment advisor at LPL Financial LLC, based in Santa Maria, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Santa Maria, CA
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Regulatory History (1)
Customer Dispute
March 2008Other Business ActivitiesSells Insurance
Clark is a CA insurance agent offering various insurance products, dedicating about 10-20% of his time to this. He also works full-time as a registered representative for Independent Financial Group DBA Crosby Investment Group, spends about 10-20% of his time servicing clients and managing the office for Advisor Associates, and dedicates minimal time to financial advising for X Advisors and consulting services for Paxton Consulting Group.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
X Advisors, LLC
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.