MH
MH

Maureen Henry

16 Years of Experience
Charlotte, NC
1 DisclosureBroker

Maureen Henry is a registered investment advisor at Wells Fargo Advisors, based in Charlotte, NC, with 16 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B

Fee Structure

Minimum Investment:$250K
  • Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.

The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.

One-Time Plan:Up to $25,000
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Location

550 S Tryon St 44th Fl, [N1/N9-Rbo], Charlotte, NC, 28202

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History

Regulatory History (1)
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Financial
July 2017
Final
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
February 2026 - Present · 3 mos
Wells Fargo Advisors
February 2026 - Present · 3 mos
Previous Registrations
Ameriprise Financial Services, LLC
February 2022 - February 2026 · 4 yrs
Ameriprise Financial Services, LLCBroker
February 2022 - February 2026 · 4 yrs
Carolinas Wealth Consulting LLC
May 2021 - February 2022 · 9 mos
Carolinas Investment Consulting LLCBroker
May 2021 - February 2022 · 9 mos
Zermatt Securities LLCBroker
December 2020 - April 2021 · 4 mos
Hayden Royal
December 2020 - April 2021 · 4 mos
TD Ameritrade, INC.Broker
September 2016 - December 2020 · 4 yrs 3 mos
TD Ameritrade, INC.
September 2016 - December 2020 · 4 yrs 3 mos
TD Ameritrade Investment Management, LLC
September 2016 - December 2020 · 4 yrs 3 mos
Ameriprise Financial Services, INC.Broker
March 2014 - July 2016 · 2 yrs 4 mos
Intersecurities, INC.Broker
August 2001 - August 2006 · 5 yrs
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.