MH
MH

Maureen Henry

17 Years of Experience
Charlotte, NC
1 DisclosureBroker

Maureen Henry is a registered investment advisor at Wells Fargo Advisors, based in Charlotte, NC, with 17 years of industry experience. Maureen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

550 S Tryon St 44th & 45th Fls, Charlotte, NC, 28202

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2017
Final
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
February 2026 - Present · 8 mos
Wells Fargo Advisors
February 2026 - Present · 8 mos
Previous Registrations
Ameriprise Financial Services, LLC
February 2022 - February 2026 · 4 yrs
Ameriprise Financial Services, LLCBroker
February 2022 - February 2026 · 4 yrs
Carolinas Wealth Consulting LLC
May 2021 - February 2022 · 9 mos
Carolinas Investment Consulting LLCBroker
May 2021 - February 2022 · 9 mos
Zermatt Securities LLCBroker
December 2020 - April 2021 · 4 mos
Hayden Royal
December 2020 - April 2021 · 4 mos
TD Ameritrade, INC.Broker
September 2016 - December 2020 · 4 yrs 3 mos
TD Ameritrade, INC.
September 2016 - December 2020 · 4 yrs 3 mos
TD Ameritrade Investment Management, LLC
September 2016 - December 2020 · 4 yrs 3 mos
Ameriprise Financial Services, INC.Broker
March 2014 - July 2016 · 2 yrs 4 mos
Intersecurities, INC.Broker
August 2001 - August 2006 · 5 yrs
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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