Charles James is a registered investment advisor at &partners, based in Sumter, SC, with 26 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 62,194 clients with $30B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Advisory fee is based on a percentage of assets under management, capped at 3.0%. Fees are individually negotiable.
Fee Estimator
Location
10 Miller Rd, Sumter, SC, 29150
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2015Customer Dispute
August 2004Other Business Activities
Charles spends about 10% to 20% of his time building homes/townhouses for sale or rental and has been involved with construction bookkeeping and project coordination since 2010. He also serves as Secretary and Treasurer for The Sumter Wateree Club Inc, dedicating minimal time to attending meetings.
Employment History
Current Registrations
&partners
&partnersBroker
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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