Daniel Ringelstein
Daniel Ringelstein is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Concord, NH, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
118 Storrs St, Concord, NH, 03301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Daniel is a general partner/managing member of Harbor 1 LLC and an owner of Sunshine LLC, both business or industry organizations involved in rental property. He is also the sole member of Winnipesaukee Capital LLC and part of LR1, both involved in rental properties, dedicating minimal time to these activities.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
MML Investors Services, LLCBroker
Icap Corporates LLCBroker
RBC Capital Markets CorporationBroker
Bernard L. Madoff Investment Securities LLCBroker
Genesis Day Trade, LLCBroker
Sonic Technologies LLCBroker
Equitable Distributors, INC.Broker
Knight Securities, L.P.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.