DA
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Daniel Aubin

24 Years of Experience
Stillwater, MN
Broker

Daniel Aubin is a registered investment advisor at Morgan Stanley, based in Stillwater, MN, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

270 Main Street N, Suite 100, Stillwater, MN, 55082

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel coaches youth athletes for the St. Croix Soccer Club, dedicating minimal time outside of business hours. This activity is not investment-related.

Employment History
Current Registrations
Morgan Stanley
February 2013 - Present · 13 yrs 3 mos
Morgan StanleyBroker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - February 2013 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2006 - February 2013 · 6 yrs 8 mos
Piper Jaffray & CO.Broker
July 2002 - June 2006 · 3 yrs 11 mos
Walnut Street Securities, INC.Broker
September 2001 - July 2002 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Daniel Aubin - Financial Advisor | TrueAdvisor