Leonardo Gelain
Leonardo Gelain is a registered investment advisor at LPL Financial LLC, based in Cape Girardeau, MO, with 25 years of industry experience. Leonardo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Cape Girardeau, MO
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2007Other Business Activities
Leonardo operates Leon Financial Services LLC as a DBA for his LPL business. This activity, conducted at the reported business location, requires about 10-20% of his time, with minimal time during trading hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Grove Point Investments, LLCBroker
Grove Point Advisors, LLC
Securities America Advisors, INC.
Securities America, INC.Broker
PFS Investments INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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