Leonardo Gelain
Leonardo Gelain is a registered investment advisor at LPL Financial LLC, based in Cape Girardeau, MO, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Cape Girardeau, MO
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2007Other Business Activities
Leonardo operates Leon Financial Services LLC as a DBA for his LPL business. This activity, conducted at the reported business location, requires about 10-20% of his time, with minimal time during trading hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Grove Point Investments, LLCBroker
Grove Point Advisors, LLC
Securities America Advisors, INC.
Securities America, INC.Broker
PFS Investments INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.