Richard Coloni
Richard Coloni is a registered investment advisor at LPL Financial LLC, based in Orange City, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
921 Town Center Dr Ste 900, Orange City, FL, 32763
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Regulatory History (1)
Customer Dispute
May 2002Other Business Activities
Richard operates his LPL business under the DBA Synergy Wealth Alliance since 2020. He also owns CCFV Realty, a real estate rental business, since 1990.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisors LLC
Cetera Advisors LLCBroker
Investors Capital Advisory
Investors Capital CORP.Broker
Fahnestock Asset Management
Oppenheimer & CO. INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.