Richard Coloni
Richard Coloni is a registered investment advisor at LPL Financial LLC, based in Orange City, FL, with 26 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
921 Town Center Dr Ste 900, Orange City, FL, 32763
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2002Other Business Activities
Richard operates his LPL business under the DBA Synergy Wealth Alliance since 2020. He also owns CCFV Realty, a real estate rental business, since 1990.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisors LLC
Cetera Advisors LLCBroker
Investors Capital Advisory
Investors Capital CORP.Broker
Fahnestock Asset Management
Oppenheimer & CO. INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
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