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Brian Lindsay is a registered investment advisor at Morgan Stanley, based in Rockford, IL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2126 N. Perryville Road, Rockford, IL, 61107
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Regulatory History (1)
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Customer Dispute
May 2020Settled
Other Business Activities
Brian is a board member of Montessori Learning Path LTD. He is also the Board President and finance committee member of Forest Hills Country Club, a social and recreation club, dedicating minimal time to these activities.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 2000 - April 2007 · 6 yrs 5 mos
Morgan Stanley Dw INC.Broker
August 2000 - April 2007 · 6 yrs 8 mos
State Registrations35 states
ARAZCACOCTDCFLIAILINKSKYMAMDMIMNMOMTNCNJNMNVNYOHOKORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.