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Steven Thompson

23 Years of Experience
Atlanta, GA
Broker

Steven Thompson is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3280 Peachtree Road Northeast, Suite 2000, Pwm, Atlanta, GA, 30305

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven owns rental properties in Chandler and Gilbert, Arizona, since 2012. He spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
Morgan Stanley
January 2024 - Present · 2 yrs 4 mos
Morgan StanleyBroker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Invesco Advisers, INC.
December 2018 - August 2023 · 4 yrs 8 mos
Invesco Distributors, INC.Broker
July 2014 - August 2023 · 9 yrs 1 mo
Transamerica Financial Advisors, INCBroker
April 2009 - June 2014 · 5 yrs 2 mos
Wachovia Capital Markets, LLCBroker
October 2006 - November 2007 · 1 yr 1 mo
Banc of America Securities LLCBroker
September 2000 - October 2006 · 6 yrs 1 mo
State Registrations37 states
ALAZCACOCTDCDEFLGAIAIDILINKSKYMAMDMIMONCNHNJNVNYOHOKORPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Steven Thompson - Financial Advisor | TrueAdvisor