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Theresa Damico

LPL Financial LLC
25 Years of Experience
Patchogue, NY
1 DisclosureBroker
View SEC Summary
View SEC Summary

Theresa Damico is a registered investment advisor at LPL Financial LLC, based in Patchogue, NY, with 25 years of industry experience. Theresa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

272 East Main St, Patchogue, NY, 11772

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Theresa operates her LPL business under the DBA FourLeaf Financial Group. This activity is investment-related and takes nearly all of her time.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial Corporation
August 2011 - February 2018 · 6 yrs 6 mos
Invest Financial CorporationBroker
August 2011 - February 2018 · 6 yrs 6 mos
Uvest Financial Services Group, INC.
April 2011 - August 2011 · 4 mos
Uvest Financial Services Group, INC.Broker
April 2011 - August 2011 · 4 mos
Edward Jones
September 2010 - February 2011 · 5 mos
Edward JonesBroker
September 2010 - February 2011 · 5 mos
Pruco Securities, LLC.Broker
December 2009 - September 2010 · 9 mos
Uvest Financial Services Group, INC.Broker
August 2009 - December 2009 · 4 mos
CUNA Brokerage Services, INC.
September 2006 - August 2009 · 2 yrs 11 mos
CUNA Brokerage Services, INC.Broker
May 2006 - August 2009 · 3 yrs 3 mos
Chase Investment Services CORP.Broker
March 2006 - May 2006 · 2 mos
Metropolitan Life Insurance CompanyBroker
October 2005 - March 2006 · 5 mos
Metlife Securities INC.Broker
October 2005 - March 2006 · 5 mos
CUNA Brokerage Services, INC.Broker
October 2003 - October 2005 · 2 yrs
Metropolitan Life Insurance CompanyBroker
August 2000 - October 2003 · 3 yrs 2 mos
Metlife Securities INC.Broker
August 2000 - October 2003 · 3 yrs 2 mos
State Registrations14 states
ARCAFLGAMDNJNMNYPAPRSCVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Theresa Damico - Financial Advisor | TrueAdvisor