JC
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Jesse Clark
25 Years of Experience
Yorba Linda, CA
Broker
Jesse Clark is a registered investment advisor at Cetera Investment Advisers LLC, based in Yorba Linda, CA, with 25 years of industry experience. Jesse operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
3960 Prospect Ave, Unit C, Yorba Linda, CA, 92886
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 6 mos
Cetera Investment Services LLCBroker
February 2008 - Present · 18 yrs 5 mos
Previous Registrations
Cetera Investment Services LLC
February 2008 - January 2014 · 5 yrs 11 mos
Ifmg Securities, INC.
August 2007 - February 2008 · 6 mos
Ifmg Securities, INC.Broker
August 2007 - February 2008 · 6 mos
Dfc Investor Services
July 2007 - August 2007 · 1 mo
Dfc Investor ServicesBroker
October 2005 - August 2007 · 1 yr 10 mos
Ifmg Securities, INC.Broker
May 2004 - September 2005 · 1 yr 4 mos
CUNA Brokerage Services, INC.Broker
November 2003 - May 2004 · 6 mos
Gateway Investment Services, INC.Broker
September 2000 - August 2003 · 2 yrs 11 mos
State Registrations15 states
AZCACOFLGAILMSNCNVNYPASCTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.