Sarah Schiavoni
Sarah Schiavoni is a registered investment advisor at Nomura Investment Management Business Trust, based in Newbury, MA, with 24 years of industry experience. Sarah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 316 clients with $160B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Nomura Investment Management Business Trust (NIMBT) provides investment management services through various series. Fees are generally based on a percentage of the value of the assets managed and are subject to negotiation. Some clients may have performance-based fees. Fees are generally calculated and payable quarterly or monthly. Advisory services are also provided to high-net-worth individuals at fee rates similar to those for institutional clients. NIMBT also offers asset/liability analysis and transition management services for a flat or other fee, which is subject to negotiation and may be waived.
Location
Newbury, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Sarah is a co-owner of Wondercorn LLC, a non-investment related business selling products for mothers. She spends minimal time on this activity during evenings and weekends.
Employment History
Current Registrations
Nomura Investment Management Business Trust
Delaware Distributors, L.P.
Delaware Distributors, L.P.Broker
Previous Registrations
Delaware Capital Management Advisers, INC
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Seascape Capital Management,llc
Sound Capital Management, LLCBroker
Natixis Distributors, L.P.Broker
Eaton Vance Distributors, INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.