Tom Aguilera is a registered investment advisor at LPL Financial LLC, based in Placentia, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
377 E Chapman Ave 100, Placentia, CA, 92870
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Regulatory History (1)
Customer Dispute
September 2017Other Business Activities
Tom operates his LPL business under the DBA SchoolsFirst Investment Services and works as a financial advisor for SchoolsFirst FCU, dedicating full-time hours to these investment-related activities. He also owns rental real estate, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Cuso Financial Services, L.P.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.