Andrew Bertalli is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
July 2022 - Present · 3 yrs 10 mos
Morgan Stanley
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Charles Schwab & CO., INC.
March 2017 - May 2022 · 5 yrs 2 mos
Charles Schwab & CO., INC.Broker
March 2017 - May 2022 · 5 yrs 2 mos
Hsbc Securities (USA) INC.
January 2017 - March 2017 · 2 mos
Hsbc Securities (USA) INC.Broker
December 2016 - March 2017 · 3 mos
USAA Financial Planning Services
May 2011 - July 2016 · 5 yrs 2 mos
USAA Financial Advisors, INC.Broker
May 2011 - July 2016 · 5 yrs 2 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
October 2000 - April 2011 · 10 yrs 6 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.