Harold Miller is a registered investment advisor at Nbc Securities, INC., based in Birmingham, AL, with 23 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 4,545 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NBC Securities offers investment management through various programs. The fees are based on a percentage of your assets, typically ranging from 0.50% to 2.50% annually, depending on the investment manager selected, the size of your portfolio, and the complexity of the services. Minimum program fees may apply. These fees generally cover the advisory services, investment manager fees, and transaction costs, but there may be additional charges for brokerage commissions, margin interest, and custody fees. Some programs offer trade allotments with no transaction fees, while others charge per transaction.
Location
1927 1st Avenue North, Birmingham, AL, 35203-0686
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Harold serves as power of attorney for Emily Miller and as trustee for The Emily and Blaine Miller Family Trust. These activities each require minimal time and are related to estate planning.
Employment History
Current Registrations
Nbc Securities, INC.Broker
Nbc Securities, INC.
Previous Registrations
M Holdings Securities, INC.Broker
M Holdings Securities, INC.
Concourse Financial Group Securities, INC.Broker
Concourse Financial Group Advisors
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Sterne Agee Asset Management, INC.
Sterne Agee Financial Services, INC.Broker
Sterne, Agee & Leach, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
AXA Advisors, LLCBroker
AXA Advisors, LLC
Colonial Asset Management INC
Colonial Brokerage, INC.Broker
E*trade Advisory Services, INC.
E*trade Securities LLCBroker
The Advisors Group, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.