Thad Ortez is a CFP-designated registered investment advisor, based in Modesto, CA, with 24 years of industry experience.
Location
1101 Sylvan Ave Ste C 101, Modesto, CA, 95350
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thad is a finance/investment committee member and deacon at Calvary Reformed Church, and a finance committee member at Modesto Gospel Mission, spending minimal time on each. He is also CEO of INSTLO, INC and a partner at Rooted Partners and Rooted Wealth Management, also spending minimal time on each.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Atlas Securities, LLCBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations29 states
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