CB
CB

Charles Baker

23 Years of Experience
Dallas, TX
Broker

Charles Baker is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

5001 Spring Valley Road, Suite 900W, Dallas, TX, 75244

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Charles is a member of the Board of Directors for the Children's Advocacy Center for Denton County, a charity focused on abused children and their families, since 2017. He dedicates minimal time during business hours and a few hours per week after business hours to this role, focusing on employee retention and benefits.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2003 - April 2007 · 3 yrs 7 mos
Morgan Stanley Dw INC.Broker
January 2003 - April 2007 · 4 yrs 3 mos
State Registrations40 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Charles Baker - Financial Advisor | TrueAdvisor