Ann Brown
Ann Brown is a registered investment advisor at Osaic Wealth, INC., based in Scottsdale, AZ, with 24 years of industry experience. Ann operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History (15)
Financial
August 2021Financial
October 2020Financial
July 2020Financial
October 2019Financial
September 2019Financial
May 2019Financial
May 2019Financial
March 2019Financial
December 2018Financial
October 2018Financial
September 2018Financial
July 2018Financial
May 2018Financial
March 2018Financial
February 2018Other Business Activities
Ann is an IAR with Securities America Advisors since 2000. She also works as a fitness instructor, sells Parklane Jewelry, Jordan Essentials health and wellness items, and is a Brand Ambassador for Tula XII, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Triad Advisors LLCBroker
Woodbury Financial Services, INC.Broker
Fsc Securities CorporationBroker
Sagepoint Financial, INC.Broker
Securities America Advisors, INC.
Securities America, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.