JM
JM

James Mcintyre

25 Years of Experience
Springfield, MO
Broker

James Mcintyre is a registered investment advisor at Cetera Investment Advisers LLC, based in Springfield, MO, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

1445 East Republic Road, Springfield, MO, 65804

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

James works full-time at KPM CPAs as a public accountant since 2014. He is also a registered representative for KPM Wealth Advisors, an investment service.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2001 - Present · 25 yrs
Cetera Financial Specialists LLCBroker
October 2000 - Present · 25 yrs 7 mos
State Registrations16 states
ARCACOFLGAILKSMAMEMNMONCOHOKORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Mcintyre - Financial Advisor | TrueAdvisor