Michael Bubel is a registered investment advisor, based in Folsom, CA, with 23 years of industry experience.
Location
340 Palladio Pkwy., Suite 501, Folsom, CA, 95630
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Allworth Financial, L.P.
November 2022 - Present · 3 yrs 6 mos
Aw SecuritiesBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
VALIC Financial Advisors, INC.
November 2013 - October 2022 · 8 yrs 11 mos
VALIC Financial Advisors, INC.Broker
September 2013 - October 2022 · 9 yrs 1 mo
VALIC Financial Advisors, INC.Broker
August 2000 - October 2011 · 11 yrs 2 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.