Norvin Ulloa-Gonzalez
Norvin Ulloa-Gonzalez is a registered investment advisor at Bolton Global Asset Management, based in Plantation, FL, with 20 years of industry experience. Norvin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 7,365 clients with $8.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum fee is 2.50% of assets under management. Fees are negotiable.
Fee Estimator
Location
Plantation, FL
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2012Customer Dispute
March 2012Other Business Activities
Norvin owns Ulloa & Company, LLC, a Florida entity for securities and investment advisory business, but spends no time on it. He is also a registered investment advisor representative with Bolton Securities Corp., a full-time job balanced with brokerage business, and co-owns and manages a residential rental property in the Dominican Republic, spending minimal time on it.
Employment History
Current Registrations
Bolton Global Asset Management
Bolton Global Capital
Bolton Global CapitalBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Citi International Financial Services LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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