Norvin Ulloa-Gonzalez
Norvin Ulloa-Gonzalez is a registered investment advisor at Bolton Global Asset Management, based in Bolton, MA, with 19 years of industry experience. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 6,977 clients with $7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BGAM offers investment management services where fees are negotiable between you and your advisor. The maximum fee is 2.5% of your portfolio value. Fees are typically billed quarterly, deducted directly from your account. BGAM may also assess a fee to cover ticket or transactional fees they are assessed because of a trade in your account.
Location
579 Main Street, Bolton, MA, 01740
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2012Customer Dispute
March 2012Other Business Activities
Norvin owns Ulloa & Company, LLC, a Florida entity for securities and investment advisory business, but spends no time on it. He is also a registered investment advisor representative with Bolton Securities Corp., a full-time job balanced with brokerage business, and co-owns and manages a residential rental property in the Dominican Republic, spending minimal time on it.
Employment History
Current Registrations
Bolton Global Asset Management
Bolton Global Capital
Bolton Global CapitalBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Citi International Financial Services LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.