Tammy Harmon
Tammy Harmon is a registered investment advisor at Cetera Investment Advisers LLC, based in Topeka, KS, with 23 years of industry experience. Tammy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5863 SW 29th St., Topeka, KS, 66614
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tammy is an independent insurance agent selling insurance through Avantax Insurance Agency and/or Avantax Insurance Services, dedicating minimal time. She also owns Harmon Financial and Tax Services, spending full-time hours on tax preparation, bookkeeping, and administrative duties.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Quest Capital Strategies, INC.Broker
Woodbury Financial Services, INC.Broker
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.