Carol Sutterfield
Carol Sutterfield is a registered investment advisor at Gradient Advisors, LLC, based in Fort Smith, AR, with 25 years of industry experience. Carol operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,152 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum annual fee charged is 1.50% of assets under management. Fees are negotiable and do not include separate fees charged by third-party money managers.
Fee Estimator
Location
423 No 6th St, Fort Smith, AR, 72901
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carol operates under the DBA Northern Star Advisory Group, Inc. for securities and advisory business, dedicating full-time hours to it. She is also an agent and member of Northern Star Financial Group, LLC, focusing on fixed insurance sales, which takes about 10-20% of her time.
Employment History
Current Registrations
Gradient Advisors, LLC
Previous Registrations
Gradient Wealth Management
Gradient Securities, LLCBroker
Gradient Advisors, LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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