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Christopher Codd

25 Years of Experience
Spokane, WA
Broker

Christopher Codd is a registered investment advisor at D.A. Davidson & CO., based in Spokane, WA, with 25 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

601 W. Main Ave, Suite 1300, Spokane, WA, 99201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Christopher works as a consultant for Mercer Investments, LLC, dedicating full-time hours to this role. He also serves on the boards of Catholic Charities of Spokane and the Catholic Diocese of Spokane Foundation, and volunteers for Hospice of Spokane, All Saint's Catholic School, and Nazareth Guild, spending minimal time on each of these activities.

Employment History
Current Registrations
D.A. Davidson & CO.
October 2022 - Present · 3 yrs 7 mos
D.A. Davidson & CO.Broker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Mgi Funds Distributors, LLCBroker
January 2020 - October 2022 · 2 yrs 9 mos
Mmc Securities LLC
December 2005 - December 2019 · 14 yrs
Mmc Securities LLCBroker
March 2002 - December 2019 · 17 yrs 9 mos
Princor Financial Services CorporationBroker
July 2000 - February 2002 · 1 yr 7 mos
State Registrations10 states
CAIDILMTORTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.