Marguerite Maxwell is a registered investment advisor at LPL Financial LLC, based in Evergreen, CO, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Evergreen, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Marguerite is associated with Paix d'Esprit, Inc., a business entity for tax/investment purposes, since 2007. She dedicates nearly full-time hours per month to this activity, with about 10-20% of her time spent during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sunamerica Securities, INC.Broker
State Registrations22 states
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