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Nicole Dubin
7 Years of Experience
Charleston, SC
1 DisclosureBroker
Nicole Dubin is a registered investment advisor at Wells Fargo Advisors, based in Charleston, SC, with 7 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
225 Seven Farms Dr, Ste 300, Charleston, SC, 29492
Get directionsHistory
Regulatory History (1)
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Financial
April 2016Final
Other Business Activities
Nicole is a notary public in Tucson, AZ since 2020, notarizing documents. This requires minimal time and is not investment-related.
Employment History
Current Registrations
Wells Fargo Advisors
January 2023 - Present · 3 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2021 - January 2023 · 2 yrs
Wells Fargo Clearing Services, LLCBroker
October 2018 - January 2023 · 4 yrs 3 mos
State Registrations43 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.