David Volpe is a registered investment advisor at Morgan Stanley, based in Mystic, CT, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
12 Coogan Boulevard, Suite 201, Mystic, CT, 06355
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Regulatory History (2)
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Customer Dispute
October 2008Withdrawn
Criminal
February 1993Final Disposition
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
August 2007 - June 2009 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
August 2007 - June 2009 · 1 yr 10 mos
A. G. Edwards & Sons, INC.
November 2000 - August 2007 · 6 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
August 2000 - August 2007 · 7 yrs
State Registrations34 states
ALARAZCACOCTDEFLGAHIILLAMAMDMIMSNCNHNJNMNVNYOHOKORPARISCTNTXVAVTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.