David Thompson
David Thompson is a CFA-designated registered investment advisor at Thompson Capital Management, LLC, based in Indian Head Park, IL, with 12 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 86 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Management fees vary by strategy, ranging from 0.125% for Legacy Navigator to 2.00% for Hedged Disruptor. Most strategies charge 1.00%.
Fee Estimator
Location
Indian Head Park, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David works as a Portfolio Manager and Trader for Little Harbor Advisors, LLC since 2020. This takes about half of his time and occurs during securities trading hours.
Employment History
Current Registrations
Thompson Capital Management, LLC
Previous Registrations
Kaizen Advisory, LLC
Advocate Asset Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michael Thompson, CFAThompson Capital Management, LLC