David Caviness
David Caviness is a CFP-designated registered investment advisor at Caviness Wealth Management, LLC, based in Dallas, TX, with 25 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 7 more. Their firm serves 164 clients with $59M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $750K | 1.25% |
| $750K - $1000K | 1.15% |
| $1M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Location
15660 Dallas Parkway, Suite 1425, Dallas, TX, 75248
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David operates Caviness Wealth Management, LLC as a DBA for his LPL business since 2011. He also provides investment advisory services through Caviness Wealth Management, LLC, an independent investment advisor firm, dedicating significantly more than full-time hours to this activity.
Employment History
Current Registrations
Caviness Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Fidelity Brokerage Services LLCBroker
State Registrations7 states
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