James Witkowski
James Witkowski is a registered investment advisor at Cetera Investment Advisers LLC, based in Liberty, MO, with 26 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1135 W. Kansas St, Liberty, MO, 64068
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2025Customer Dispute
May 2010Employment Separation After Allegations
October 2009Other Business ActivitiesSells Insurance
James operates JW Wealth Management Group, offering securities and insurance services, dedicating full-time hours to this endeavor. He also works as an insurance agent selling various insurance products, including life, health, disability, annuities, and long-term care, spending a few hours per week on this. Additionally, James is a board member for a charity event, dedicating minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Edward JonesBroker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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