Douglas Schiffmiller is a registered investment advisor, based in Brooklyn, NY, with 25 years of industry experience.
Location
9712 3rd Ave, Suite 1, Brooklyn, NY, 11209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas is an insurance agent with Avantax Insurance Agency/Services, spending a few hours per week selling insurance products. He also works nearly full-time as a financial advisor with Retirement Help Group, offering various planning services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Blueprint Wealth Alliance, LLC
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Fsc Securities CorporationBroker
Royal Alliance Associates, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.