Aaron Jeremiah Ochoa

St. Bernard Financial Services, INC.

24 Years of Experience

3 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment Management

St. Bernard Financial Services, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

43 advisors

Number of Clients

841 clients

Average Client Portfolio

$155K average

Assets Under Management

$130.5M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

Broken Arrow, OK

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

February 2017

Customer Dispute

May 2009

Settled

Customer Dispute

November 2008

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Aaron is involved in real estate sales, dedicating a few hours per week to this activity.

Employment History

Current Registrations

St. Bernard Financial Services, INC.

February 2017 - Present · 9 yrs

St. Bernard Financial Services, INC.

February 2017 - Present · 9 yrs

St. Bernard Financial Services, INC.Broker

February 2017 - Present · 9 yrs

Previous Registrations

Invest Financial Corporation

September 2010 - February 2017 · 6 yrs 5 mos

Invest Financial CorporationBroker

September 2010 - February 2017 · 6 yrs 5 mos

Arvest Asset Management

January 2005 - June 2010 · 5 yrs 5 mos

Arvest Asset ManagementBroker

September 2004 - June 2010 · 5 yrs 9 mos

Edward JonesBroker

January 2004 - September 2004 · 8 mos

Investment Professionals, INC.Broker

December 2003 - January 2004 · 1 mo

Edward JonesBroker

August 2000 - December 2003 · 3 yrs 4 mos

State Registrations2 states

OKTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.