AO
AO
Aaron Ochoa
25 Years of Experience
3 DisclosuresBroker
Aaron Ochoa is a registered investment advisor at St. Bernard Financial Services, INC., based in Broken Arrow, OK, with 25 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 841 clients with $130M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
42 advisors
Number of Clients
841 clients
Average Client Portfolio
$155K average
Assets Under Management
$130.5M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.00% |
| $50K - $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees negotiable for accounts over $5 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Broken Arrow, OK
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2017Customer Dispute
May 2009Settled
Customer Dispute
November 2008Settled
Other Business Activities
Aaron is involved in real estate sales, dedicating a few hours per week to this activity.
Employment History
Current Registrations
St. Bernard Financial Services, INC.
February 2017 - Present · 9 yrs 2 mos
St. Bernard Financial Services, INC.Broker
February 2017 - Present · 9 yrs 2 mos
St. Bernard Financial Services, INC.
February 2017 - Present · 9 yrs 2 mos
Previous Registrations
Invest Financial Corporation
September 2010 - February 2017 · 6 yrs 5 mos
Invest Financial CorporationBroker
September 2010 - February 2017 · 6 yrs 5 mos
Arvest Asset Management
January 2005 - June 2010 · 5 yrs 5 mos
Arvest Asset ManagementBroker
September 2004 - June 2010 · 5 yrs 9 mos
Edward JonesBroker
January 2004 - September 2004 · 8 mos
Investment Professionals, INC.Broker
December 2003 - January 2004 · 1 mo
Edward JonesBroker
August 2000 - December 2003 · 3 yrs 4 mos
State Registrations2 states
OKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.