David Shipper
David Shipper is a registered investment advisor at Benjamin F. Edwards & Company, Incorporated, based in White Plains, NY, with 52 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 33,057 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum total wrap fee is 2.50% annually, combining advisor and manager fees. Specific strategy rates vary, and fees are fully negotiable.
Fee Estimator
Location
925 Westchester Ave., Suite Ll-01, White Plains, NY, 10604
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2013Other Business Activities
David serves as an arbitrator for the NYSE arbitration panel. The time commitment varies.
Employment History
Current Registrations
Benjamin F. Edwards & Company, Incorporated
Benjamin F. Edwards & Company, INC.Broker
Previous Registrations
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
Laidlaw Equities, INC.Broker
Reich & CO., INC.Broker
Fahnestock & CO., INC.Broker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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