TW
TW

Tessa Wood

23 Years of Experience
Seattle, WA
1 DisclosureBroker

Tessa Wood is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Seattle, WA, with 23 years of industry experience. Tessa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2611 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

Loading...

Location

601 Union Street, Suite 4700, Seattle, WA, 98101

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2016
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
June 2019 - Present · 7 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Morgan Stanley
May 2016 - June 2019 · 3 yrs 1 mo
Morgan StanleyBroker
April 2016 - June 2019 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2013 - October 2014 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2013 - October 2014 · 1 yr 2 mos
Morgan Stanley
June 2009 - August 2013 · 4 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2013 · 4 yrs 2 mos
Morgan Stanley & CO. Incorporated
October 2007 - June 2009 · 1 yr 8 mos
Morgan Stanley & CO. IncorporatedBroker
October 2007 - June 2009 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
December 2005 - July 2007 · 1 yr 7 mos
Wells Fargo Investments, LLC
December 2005 - July 2007 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
October 2004 - June 2005 · 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2002 - May 2004 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2002 - May 2004 · 1 yr 7 mos
Prudential Securities Incorporated
January 2001 - July 2002 · 1 yr 6 mos
Prudential Securities IncorporatedBroker
January 2001 - July 2002 · 1 yr 6 mos
Ids Life Insurance CompanyBroker
August 2000 - October 2000 · 2 mos
American Express Financial Advisors INC.Broker
August 2000 - October 2000 · 2 mos
State Registrations30 states
AKALAZCACOCTDCFLGAIDINKSKYMAMDMOMSNCNDNMNVNYOHPATNTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
Tessa Wood - Financial Advisor | TrueAdvisor