Todd Frank
Todd Frank is a PFS-designated registered investment advisor at Frank Financial Advisors, based in Carlsbad, CA, with 25 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 144 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Frank Financial Advisors charges an annual fee based on a percentage of your portfolio. The fee ranges from 1.0% to 2.0% annually. Fees are calculated quarterly based on the value of your account at the end of the previous quarter. Fees are directly debited from client accounts. If you end your advisory relationship mid-quarter, fees will be prorated.
Location
2710 Loker Avenue West, Suite 230, Carlsbad, CA, 92010
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Todd sells non-variable life, health, and disability insurance and annuities, dedicating minimal time to this activity. He also works as a marketing representative for Axos Bank, spending minimal time on this as well.
Employment History
Current Registrations
Frank Financial Advisors
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
LPL Financial CorporationBroker
LPL Financial Corporation
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Sutro & CO. IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.